Anti-Money Laundering Agreement
This agreement was jointly drawn up and signed by the following parties (hereinafter referred to as "agreement parties"), with the aim of strengthening the understanding of the virtual currency trading platform and
Its relevant participants carry out the supervision and enforcement of anti-money laundering (AML) measures.
definition
1.1 Virtual currency: refers to digital assets issued and managed based on cryptography technology, including but not limited to Bitcoin(Bitcoin), Ethereum (Ethereum), etc.
1.2 Virtual currency trading platform: refers to an online platform that provides virtual currency trading, storage and management services, including but not limited to Exchanges, wallet service providers, etc.
1.3 Anti-money laundering (AML): refers to a series of measures to prevent and combat money laundering, including customer due diligence, transaction monitoring,Suspicious transaction reports, etc.goals and principles
2.1 Objectives: The parties to the agreement aim to cooperate in carrying out effective anti-money laundering measures to ensure that transactions and funds on the virtual currency trading platformThe flow complies with relevant laws and regulations and prevents it from being used for money laundering, terrorist financing and other illegal activities.
2.2 Compliance principles: The agreement parties will abide by the following compliance principles: a. Customer due diligence: conduct appropriate customer due diligence on all users
Account due diligence, including identity verification, risk assessment, etc. b. Transaction monitoring: implement an effective transaction monitoring mechanism, timely
Detect and report suspicious transaction activity. c. Internal control: Establish sound internal control measures to ensure that anti-money laundering policies and procedures
order is effectively implemented. d. Training and Awareness Raising: Enhance staff training to increase their awareness and sensitivity to AML matters sex.
Customer Due Diligence
3.1 Identity verification: The virtual currency trading platform should conduct strict identity verification for registered users, including but not limited to verification of authenticityReal name, identification document, contact information, etc.
3.2 Risk assessment: According to the risk characteristics of customers, take appropriate risk assessment measures to ensure compliance with risk-driven anti-washing
money strategy.
3.3 Suspicious activity report: The virtual currency trading platform should establish a suspicious transaction monitoring and reporting mechanism to detect and report suspicious activities in a timely manner.
suspicious activity and cooperate with relevant regulators.
transaction monitoring
4.1 Monitoring system: The virtual currency trading platform should establish an effective transaction monitoring system to monitor and monitor transaction activities in real time.analysis to detect unusual transactions.
4.2 Suspicious transaction report: When a suspicious transaction is discovered, the virtual currency trading platform should submit a suspicious transaction report to the relevant supervisor in a timely manner.
management agencies and actively cooperate with follow-up investigations.
Internal Control
5.1 Anti-money laundering policies and procedures: virtual currency trading platforms should establish and maintain anti-money laundering policies and procedures, and ensure that they comply with
as required by applicable laws and regulations.
5.2 Internal audit and supervision: The virtual currency trading platform should set up an internal audit and supervisory organization to regularly monitor anti-money laundering measures.
Conduct assessment and monitoring, and take corrective measures in a timely manner if problems are found.
Training and Awareness Raising
6.1 Training plan: The virtual currency trading platform should formulate a training plan to provide employees with regular anti-money laundering training, including legal
Laws and regulations, suspicious transaction identification, etc.
6.2 Awareness raising: Virtual currency trading platforms should enhance employees’ awareness of anti-money laundering matters and encourage employees to actively report
Suspicious activities, and provide corresponding reporting channels.
Compliance Audit
7.1 External audit: The virtual currency trading platform should regularly hire an independent third-party organization to conduct compliance audits on its anti-money laundering measures.
to ensure that it complies with the requirements of relevant laws and regulations.
7.2 Internal audit: The virtual currency trading platform should set up an internal audit agency to conduct regular internal audits, find problems and promptly
take corrective action.
Information Sharing and Cooperation
8.1 Relevant information sharing: The parties to the agreement shall actively cooperate with relevant regulatory agencies in information sharing, including suspicious transaction reports, user
account information, etc.
8.2 Cooperation and coordination: The parties to the agreement shall establish and maintain a cooperation and coordination mechanism with relevant regulatory agencies to jointly combat money laundering,
Terrorist financing and other illegal activities.
Entry into Force and Amendment
9.1 Effectiveness: This Agreement shall come into effect on the date of signing and apply to all transactions and activities of the parties after signing.
9.2 Amendment: If necessary, the parties to the agreement may amend this Agreement in accordance with changes in relevant laws and regulations, and the amended content shall be approved by
The parties to the agreement jointly negotiate and sign the revised agreement.
Dispute Resolution
10.1 The interpretation and implementation of this Agreement shall be governed by relevant laws and regulations.
10.2 In the event of a dispute, the parties to the agreement shall resolve it through friendly negotiation; if the negotiation fails, it shall be submitted to the relevant judicial agency for resolution.
This Virtual Currency Anti-Money Laundering Agreement is in duplicate, and each party holds one copy, which has the same legal effect.